David James Briones

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2018 → 08/2022
  U.S. Bank
  San Jose, CA
• 08/2022 → 10/2024
  U.S. Bancorp Investments, Inc.
  San Jose, CA
• 10/2017 → 08/2018
  Fox Rent-A-Car
  San Jose, CA
• 02/2017 → 10/2017
  Audi Oakland
  Oakland, CA
• 10/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Santa Cruz, CA
• 01/2018 → 05/2018
  San Jose City College
  San Jose, CA
• 08/2016 → 02/2017
  Sunnyvale Ford Lincoln
  Sunnyvale, CA
• 01/2025 → Present
  Bank Of America, N.A.
  Santa Cruz, CA

Other Businesses

I*: 2174288 Entity Type: School, College or University Name of OBA: Saint Andrew's Episcopal School Address: Saratoga, CA 95070 Investment Related: No Position, Title, Association: Assistant Coach for Basketball Team Employee Start Date: 01/22/2025 Number of Hours: 5 hrs wkly Number of Hours during trading: 0 Duties: Assistant Coach for Basketball Team

Exams

• S66 Uniform Combined State Law Examination
  2024-12-30
• S63 Uniform Securities Agent State Law Examination
  2022-12-09