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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-01-06
  • TX RA
    APPROVED
    Since 2025-01-06

Branch Locations

Austin, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northstar Resource Group Austin TX 08/2022 11/2023
Student Billings / Bozeman MT 08/2014 07/2022
Cetera Advisor Networks Llc El Segundo CA 11/2023 08/2024
Cetera Wealth Services, Llc El Segundo CA 09/2024 Present
Cetera Investment Advisers Llc Schaumburg IL 01/2025 Present
Gsi4Docs Austin TX 01/2025 Present
  • 08/2022 → 11/2023
    Northstar Resource Group
    Austin, TX
  • 08/2014 → 07/2022
    Student
    Billings / Bozeman, MT
  • 11/2023 → 08/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 09/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 01/2025 → Present
    Schaumburg, IL
  • 01/2025 → Present
    Gsi4Docs
    Austin, TX
Other Businesses

1. NAME OF OTHER BUSINESS: FIXED INSURANCE INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: NON-VARIABLE INSURANCE START DATE: 01/2023 APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: INSURANCE SALES AND SERVICE 2. NAME OF OTHER BUSINESS: TWIN OAK ADVISORS, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 01/2025 , POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 50, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 3. NAME OF OTHER BUSINESS: GSI4DOCS; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: INSURANCE SERVICES; START DATE: 01/2025; POSITION/TITLE/RELATIONSHIP: DISABILITY INSURANCE SPECIALIST; APX NUMBER OF HOURS PER WEEK: 20; APX NUMBER OF HOURS DURING TRADING HOURS: 20; BRIEF DESCRIPTION OF DUTIES: ASSISTING PHYSICIANS WITH GSI DISABILITY INSURANCE AND EDUCATION;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-11-22
  • S66 Uniform Combined State Law Examination
    2024-11-22
Other Names
  • Gabe Tranel

View on SEC IAPD

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