Shuja Faris Ghani

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (investment companies)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2022 → 04/2024
  Charles Schwab & Co.
  Westlake, TX
• 06/2020 → 10/2022
  Unemployed
  West Chester, OH
• 04/2020 → 06/2020
  Humana
  West Chester, OH
• 09/2019 → 04/2020
  Islamic Center Of Greater Cincinnati
  West Chester, OH
• 07/2019 → 08/2019
  Larosa's Pizzeria
  West Chester, OH
• 08/2018 → 08/2022
  Full-Time Education
  Cincinnati, OH
• 08/2014 → 05/2018
  Full-Time Education
  Cincinnati, OH
• 06/2018 → 08/2018
  Arica Underwood
  Cincinnati, OH
• 01/2018 → 04/2018
  Kumon Learning Center
  West Chester, OH
• 05/2024 → Present
  Fisher Investments
  Plano, TX

Exams

• S65 Uniform Investment Adviser Law Examination
  2024-07-12
• S63 Uniform Securities Agent State Law Examination
  2023-01-25