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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2024-09-10 |
Branch Locations
550 S Tryon St 44Th & 45Th Fls, Charlotte, NC 28202 • United States
10630 Providence Rd, Charlotte, NC 28277 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 08/2022 | 05/2024 |
| Wells Fargo Bank, Na | Charlotte | NC | 12/2012 | Present |
| Three Brothers Deals Llc | Charlotte | NC | 07/2021 | Present |
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 09/2024 | Present |
THREE BROTHERS DEALS LLC; INV. RELATED; CHARLOTTE, NC; OWNER; DOOR INSTALLATION; START DATE 2/2021; 20 HRS PER MONTH; 0 HRS DURING TRADING. AMAZON SELLER; NOT INV. RELATED; SEATTLE, WA; START DATE 1/2021; 5 HRS PER MONTH; 0 HRS DURING TRADING: DUTIES SELL DIFFERENT GOODS. YOUTUBE; NOT INVESTMENT RELATED; SAN BRUNO,CA; YOUTUBE STREAMER; START DATE 10/01/2021; NUMBER OF HOURS PER MONTH 10; NUMBER OF HOURS DURING TRADING 0; DIY VIDEOS. RLTIMELESSDESIGNS, NOT INVT RELATED, CHARLOTTE, NC, 100% OWNERSHIP, START DATE 11/4/2020, 15 HRS PER MONTH, 0 HRS DURING TRADING, ONLINE RETAIL SHOP.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-20 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-02 |
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