Nicholas Heath

Employer firm

Fisher Investments CRD 107342

$387B regulatory AUM

Reported services (Item 5G)

Financial planning
Portfolio management (individuals)
Portfolio management (investment companies)
Portfolio management (pooled vehicles)
Portfolio management (institutions)
PORTFOLIO ASSESSMENT

From the firm’s Form ADV. Read the guides:

Current Employers

Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2022-11-16

TX RA
APPROVED

Since 2022-11-16

Branch Locations

6500 International Parkway Suite 2050, Plano, TX 75093 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Pwc, Llc	Ft. Myers	FL	05/2020	08/2020
Pe Solar	Ft. Myers	FL	05/2021	08/2021
Skips Western Outfitters	Daytona Beach	FL	09/2020	04/2022
Fisher Investments	Plano	TX	06/2022	Present
Unemployed	Tampa	FL	08/2012	05/2020

05/2020 → 08/2020

Pwc, Llc

Ft. Myers, FL
05/2021 → 08/2021

Pe Solar

Ft. Myers, FL
09/2020 → 04/2022

Skips Western Outfitters

Daytona Beach, FL
06/2022 → Present

Fisher Investments

Plano, TX
08/2012 → 05/2020

Unemployed

Tampa, FL

Other Businesses

Medusa Filtration Systems LLC, non investment related, 1756 s clyde morris blvd apt 807 Daytona Beach FL 32114, Wastewater filtration research, CEO, Founder, 03/2022, 0, 0, No further actions. Was a college startup.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2022-11-16

S65 Uniform Investment Adviser Law Examination

2022-11-16

View on SEC IAPD