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Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-30
UT RA APPROVED 2025-07-18
  • TX RA
    APPROVED
    Since 2026-04-30
  • UT RA
    APPROVED
    Since 2025-07-18

Branch Locations

Syracuse, UT • United States

Syracuse, UT • United States

1669 East 1400 South Suite 100, Clearfield, UT 84015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Cedar City UT 08/2023 Present
Southern Utah University Cedar City UT 08/2023 04/2025
Vivint Provo UT 05/2023 07/2023
Brigham City Corporation Brigham City UT 10/2018 03/2020
Brigham City Corporation Brigham City UT 06/2018 09/2019
Papa Murphys Brigham City UT 07/2019 04/2020
Clubrec Willard UT 06/2017 08/2017
The Yogurt Factory Brigham City UT 10/2018 07/2019
Unemployed N/A XX 05/2002 06/2017
Church Of Jesus Christ Of Latter Day Saints Liverpool NY 07/2020 07/2022
Ameriprise Financial Services, Llc Cedar City UT 09/2022 04/2023
Unemployed N/A XX 08/2017 10/2018
Fsy Provo UT 05/2024 08/2024
Morning Sun Salt Lake City UT 03/2025 05/2025
  • 08/2023 → Present
    Cedar City, UT
  • 08/2023 → 04/2025
    Southern Utah University
    Cedar City, UT
  • 05/2023 → 07/2023
    Vivint
    Provo, UT
  • 10/2018 → 03/2020
    Brigham City Corporation
    Brigham City, UT
  • 06/2018 → 09/2019
    Brigham City Corporation
    Brigham City, UT
  • 07/2019 → 04/2020
    Papa Murphys
    Brigham City, UT
  • 06/2017 → 08/2017
    Clubrec
    Willard, UT
  • 10/2018 → 07/2019
    The Yogurt Factory
    Brigham City, UT
  • 05/2002 → 06/2017
    Unemployed
    N/A, XX
  • 07/2020 → 07/2022
    Church Of Jesus Christ Of Latter Day Saints
    Liverpool, NY
  • 09/2022 → 04/2023
    Cedar City, UT
  • 08/2017 → 10/2018
    Unemployed
    N/A, XX
  • 05/2024 → 08/2024
    Fsy
    Provo, UT
  • 03/2025 → 05/2025
    Morning Sun
    Salt Lake City, UT
Other Businesses

Outside Employment; Fredrickson and Associates, Inc.; AFA of the practice.; Manage advisory business; 1669 E 1400 S, Suite 100, Clearfield, UT, 84015; Investment-Related; 10/29/2025; 60 hours per month; 60 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-16
  • S66 Uniform Combined State Law Examination
    2025-07-16
Other Names
  • Spencer Huff

View on SEC IAPD

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