Carrie O'NEil

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2010 → Present
  Merrill Lynch
  New Haven, CT
• 09/2010 → Present
  Bank Of America,Na
  New Haven, CT

Previous Registrations

• 2006-12-08 → 2007-07-09
  Cetera Investment Advisers Llc
  East Haven, CT

Other Businesses

FOR PROFIT OR NOT FOR PROFIT: NOT FOR PROFIT (PAY A FEE TO BE A MEMBER OF THE ORGANIZATION) INVESTMENT RELATED: (YES OR NO) NO ADDRESS OF BUSINESS: WE MEET AT THE BOURSE, 839 CHAPEL ST, 2ND FLOOR, NEW HAVEN, CT NATURE OF BUSINESS: LEADS/REFERRALS GROUP YOUR POSITION, TITLE, ASSOCIATION: PRESIDENT OF ELM CITY BNI CHAPTER START DATE OF RELATIONSHIP: 3/2011 NUMBER OF HOURS DEVOTED PER MONTH: 6 NUMBER OF HOURS DEVOTED DURING SECURITIES TRADING HOURS: 0 YOUR DUTIES: WORK W/ VICE PRESIDENT, SEC/TREASURER TO RUN A SUCCESSFUL MEETING

Exams

• S65 Uniform Investment Adviser Law Examination
  2010-12-02
• S66 Uniform Combined State Law Examination
  2006-12-07

Other Names

• Carrie Adele Praytor
• Carrie Adele Praytor
• Carrie Adele O'NEil
• Carrie Praytor
• Carrie Oneil