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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2022-11-08 |
Branch Locations
1525 West Wt Harris Blvd Bldg 3 - 3Rd Fl, Charlotte, NC 28262 • United States
5201 Amelia Earhart Dr 2Nd & 3Rd Fls [Wt & Cst], Salt Lake City, UT 84116 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Charlotte | NC | 08/2022 | Present |
| Wells Fargo Bank, Na | Charlotte | NC | 04/2020 | Present |
| Harris Teeter | Charlotte | NC | 07/2012 | 04/2020 |
CISCO DIGIOVANNA FITNESS, INV RELATED, HARRISBURG, NC, 100% OWNERSHIP, START DATE: 12/1/23, 25 HRS PER MONTH, 0 HRS DURING TRADING, PERSONAL TRAINER; TASKRABBIT ; NOT INV RELATED;SAN FRANCISCO,CA; TASKER; START DATE: 06/01/2026; 15 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-11-08 |
| S63 | Uniform Securities Agent State Law Examination | 2022-10-17 |
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