Corey E Gavin

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → Present
  Mml Investors Services Llc
  Warwick, RI
• 04/2023 → Present
  Massmutual Life Insurance Co
  Warwick, RI
• 01/2013 → 06/2018
  East Greenwich Public School District
  East Greenwich, RI
• 06/2016 → 09/2019
  Potowomut Golf Course
  East Greenwich, RI
• 09/2018 → 05/2022
  University Of Rhode Island
  Kingston, RI
• 06/2021 → 07/2021
  Barnum Financial Group
  Warwick, RI
• 07/2021 → 08/2021
  Barnum Financial Group/Team Howarth
  Warwick, RI
• 12/2021 → 01/2022
  Barnum Financial Group/Team Howarth
  Warwick, RI
• 05/2022 → 08/2022
  Unemployed
  Warwick, RI
• 08/2022 → 04/2023
  Massmutual Life Insurance Co
  Warwick, RI
• 08/2022 → 05/2023
  Mml Investors Services Llc
  Warwick, RI
• 07/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Providence, RI

Exams

• S66 Uniform Combined State Law Examination
  2025-11-17

Other Names

• Corey Edward Gavin