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Luke Caplan

Global Retirement Partners LLC

Sparks, MD

San Rafael, CA

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Current Employers
Global Retirement Partners Llc

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-06-06
  • MD RA
    APPROVED
    Since 2025-06-06

Branch Locations

1 Kelly Way, Sparks, MD 21152 • United States

4340 Redwood Highway Suite B-60, San Rafael, CA 94903 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Student Towson MD 08/2012 05/2023
Northwestern Mutual Life Insurance Company Milwaukee WI 09/2022 07/2024
Northwestern Mutual Investment Services Llc Hunt Valley MD 03/2023 07/2024
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2023 07/2024
New Western Washington, Dc DC 07/2024 01/2025
Kelly Benefits Sparks MD 04/2025 Present
Lpl Financial Llc Sparks MD 04/2025 Present
Global Retirement Partners, Llc San Rafael CA 04/2025 Present
  • 08/2012 → 05/2023
    Student
    Towson, MD
  • 09/2022 → 07/2024
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2023 → 07/2024
    Northwestern Mutual Investment Services Llc
    Hunt Valley, MD
  • 11/2023 → 07/2024
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2024 → 01/2025
    New Western
    Washington, Dc, DC
  • 04/2025 → Present
    Kelly Benefits
    Sparks, MD
  • 04/2025 → Present
    Lpl Financial Llc
    Sparks, MD
  • 04/2025 → Present
    Global Retirement Partners, Llc
    San Rafael, CA
Other Businesses

1) 04/2025 - KELLY BEN EFITS ADVISORY / DBA for LPL Business (entity for LPL business) Inv Related / At reported business location (s)

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-06
S63 Uniform Securities Agent State Law Examination 2023-07-07
  • S65 Uniform Investment Adviser Law Examination
    2025-06-06
  • S63 Uniform Securities Agent State Law Examination
    2023-07-07
Other Names
  • Luke Caplan

View on SEC IAPD

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JONATHAN MOSES PEARLSTEIN
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MICHAEL EDWARD SOMMERFIELD
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ELIZABETH BRAUN

Other Offices

AMERIPRISE FINANCIAL SERVICES, LLC · Sparks, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sparks, MD
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Sparks Glencoe, MD
FOUNDERS FINANCIAL SECURITIES LLC · SPARKS, MD
ALLSTATE FINANCIAL ADVISORS, LLC · Sparks, MD
CETERA INVESTMENT ADVISERS LLC · Sparks, MD
FINANCIAL DIMENSIONS, LLC. · SPARKS, MD
NBC SECURITIES, INC. · HUNT VALLEY, MD

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