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Andres Faouen

J.P. Morgan Securities LLC

Miami, FL

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-02-19
TX RA APPROVED_RES 2024-02-09
  • FL RA
    APPROVED
    Since 2024-02-19
  • TX RA
    APPROVED_RES
    Since 2024-02-09

Branch Locations

1450 Brickell Ave Floors 16, 17 & 18, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Santander Bank, Na Boston MA 08/2022 01/2024
Santander Securities, Llc Dorchester MA 08/2022 01/2024
Mellig Group - Wealth Advisors Coral Gables FL 09/2020 04/2021
Kovack Securities Fort Lauderdale FL 05/2019 06/2019
Kovack Securities Fort Lauderdale FL 05/2018 06/2018
Penn State University State College PA 08/2016 05/2020
Unemployed Bal Harbour FL 06/2020 08/2020
Unemployed Bal Harbour FL 05/2021 07/2022
Jpmorgan Chase Bank, Na Miami FL 02/2024 Present
Jpmorgan Securities Llc Miami FL 02/2024 Present
  • 08/2022 → 01/2024
    Santander Bank, Na
    Boston, MA
  • 08/2022 → 01/2024
    Santander Securities, Llc
    Dorchester, MA
  • 09/2020 → 04/2021
    Mellig Group - Wealth Advisors
    Coral Gables, FL
  • 05/2019 → 06/2019
    Kovack Securities
    Fort Lauderdale, FL
  • 05/2018 → 06/2018
    Kovack Securities
    Fort Lauderdale, FL
  • 08/2016 → 05/2020
    Penn State University
    State College, PA
  • 06/2020 → 08/2020
    Unemployed
    Bal Harbour, FL
  • 05/2021 → 07/2022
    Unemployed
    Bal Harbour, FL
  • 02/2024 → Present
    Jpmorgan Chase Bank, Na
    Miami, FL
  • 02/2024 → Present
    Jpmorgan Securities Llc
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2021-09-27
S65 Uniform Investment Adviser Law Examination 2020-11-20
  • S63 Uniform Securities Agent State Law Examination
    2021-09-27
  • S65 Uniform Investment Adviser Law Examination
    2020-11-20
Other Names
  • Andres J Faouen
  • Andres Jose Faouen

View on SEC IAPD

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