Josephine Marie Holguin

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-11-17
NJ	RA	APPROVED	2025-10-15

Branch Locations

115 W Century Rd, Paramus, NJ 07652 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Clearing Services, Llc	Armonk	NY	08/2022	06/2024
Wells Fargo Bank, Na	Armonk	NY	11/2019	08/2022
Holiday Inn	Kissimmee	FL	05/2018	11/2019
Fairway Market	Manhattan	NY	01/2016	05/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Paramus	NJ	12/2024	Present
Santa Fe College	Gainesville	FL	05/2016	12/2024

08/2022 → 06/2024

Wells Fargo Clearing Services, Llc

Armonk, NY
11/2019 → 08/2022

Wells Fargo Bank, Na

Armonk, NY
05/2018 → 11/2019

Holiday Inn

Kissimmee, FL
01/2016 → 05/2018

Fairway Market

Manhattan, NY
12/2024 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Paramus, NJ
05/2016 → 12/2024

Santa Fe College

Gainesville, FL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2025-10-10
S63	Uniform Securities Agent State Law Examination	2022-11-02