Benjamin Hoehler

Current Employers

Employment History

• 01/2010 → Present
  Hklm, Llc
  Louisville, KY
• 11/2010 → 06/2024
  Securities America Inc.
  Lavista, NE
• 11/2010 → 06/2024
  Securities America Advisors
  Lavista, NE
• 06/2024 → Present
  Osaic Wealth, Inc.
  Louisville, KY

Previous Registrations

• 2010-11-22 → 2024-06-14
  Securities America Advisors, Inc.
  Louisville, KY
• 2009-06-30 → 2010-08-30
  Raymond James Financial Services Advisors, Inc
  Louisville, KY
• 2007-08-23 → 2009-06-12
  Fifth Third Securities, Inc.
  Louisville, KY
  Louisville, KY
  Louisville, KY
  Louisville, KY
  Louisville, KY
• 2006-08-31 → 2007-08-13
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Louisville, KY

Other Businesses

DBA: Gilliam Mease Advisors 1.SEED TO OAKS POSITION: Board Member NATURE: Board member of a local non-profit organization. INVESTMENT RELATED: No NUMBER OF HRS: 1 SECURITIES TRADING HRS: 1 START DATE: 05/11/2018 ADDRESS: 1303 S. Shelby Street, Louisville KY 40217 DESCRIPTION: Seed to Oaks is a community development organization that looks to mobilize the local church to the front lines of social change. 2.VY PARTNERS LLC POSITION: Member NATURE: I'm a licensed pilot and own an airplane with three partners. We formed an LLC to hold the title. All three of us are equal members. The LLC has zero income, only expenses...which relate to the airplane. INVESTMENT RELATED: No NUMBER OF HRS: 10 SECURITIES TRADING HRS: 0 START DATE: 04/01/2020 ADDRESS: 1103 Col. Anderson Prkwy, Louisville KY 40222 DESCRIPTION: I pilot the aircraft and assistance in the bookkeeping to track our expenses. 3.FI LIFE FRAMEWORK POSITION: Partner NATURE: Fi Life Framework, LLC. We are developing a tangible, repeatable, digital client experience. INVESTMENT RELATED: No NUMBER OF HRS: 10 SECURITIES TRADING HRS: 5 START DATE: 10/12/2021 ADDRESS: 462 S. 4th Street, Ste 220, Louisville KY 40202 DESCRIPTION: I help my partner develop and edit the digital tools. I also took the lead on reviewing our entity's legal docs. 4.GILLIAM MEASE ADVISORS - INSURANCE POSITION: Insurance Agent NATURE: GILLIAM MEASE & ASSOCIATES - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/2006 - LOCATED AT 462 S 4th Street, SUITE 220, LOUISVILLE, KY 40202 INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 12/01/2006 ADDRESS: 462 S. 4th Street, Ste 220, Louisville KY 40202 DESCRIPTION: Providing insurance quotes, completing insurance applications, and delivering approved insurance policies. 5.GILLIAM MEASE ADVISORS - INSURANCE POSITION: Insurance Agent NATURE: GILLIAM MEASE & ASSOCIATES - INSURANCE SALES - AGENT - INVESTMENT RELATED - START DATE: 12/2006 - INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 2 START DATE: 12/01/2006 ADDRESS: 10200 Forest Green Blvd, Ste. 304, Louisville KY 40223 DESCRIPTION: Providing insurance quotes, completing insurance applications, and delivering approved insurance policies. 6.FI LIFE FRAMEWORK POSITION: Partner NATURE: Fi Life Framework, LLC. We are developing a tangible, repeatable, digital client experience. INVESTMENT RELATED: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 3 START DATE: 10/12/2021 ADDRESS: 10200 Forest Green Blvd, Ste. 304, Louisville KY 40223 DESCRIPTION: I help my partner develop and edit the digital tools. I also took the lead on reviewing our entity's legal docs. 7.PORTLAND CHRISTIAN SCHOOL POSITION: Board Member NATURE: 501c3 non-profit - Christian School INVESTMENT RELATED: No NUMBER OF HRS: 5 SECURITIES TRADING HRS: 0 START DATE: 03/03/2025 ADDRESS: 8509 Westport Road, Louisville KY 40242 DESCRIPTION: I'm a board member of the school where my daughter attends. We hold one meeting per month where local items pertinent to the school & related families are discussed. I vote on matters that come before the board. 8.THE CROSS MINISTRY GROUP POSITION: Sub-committee Member NATURE: 501c3 Non-Profit INVESTMENT RELATED: No NUMBER OF HRS: 2 SECURITIES TRADING HRS: 0 START DATE: 08/01/2025 ADDRESS: Broomfield, Broomfield CO 80038 DESCRIPTION: This non-profit org takes in donations. I assist by making recommendations around how much cash to keep on hand is appropriate, what to do with donated securities, IPS creation, long-term portfolio holdings, etc. 9.SOJOURN EAST POSITION: Member of Financial Oversight Committee NATURE: Non-Profit, Church Organization INVESTMENT RELATED: No NUMBER OF HRS: 3 SECURITIES TRADING HRS: 0 START DATE: 01/01/2025 ADDRESS: 2501 Rudy Lane, Louisville KY 40207 DESCRIPTION: I review the church's assets, giving, budget, and associated process / procedures. The committee meets quarterly, and we look over a Balance Sheet & Income Statement monthly.

Exams

• S66 Uniform Combined State Law Examination
  2006-08-30

Designations

Other Names

• Benjamin L Hoehler
• Benjamin Lee Hoehler