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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-21
WI RA APPROVED 2024-07-30
  • TX RA
    APPROVED
    Since 2024-08-21
  • WI RA
    APPROVED
    Since 2024-07-30

Branch Locations

2600 Browns Lake Dr, Burlington, WI 53105 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Burlington WI 08/2022 Present
Fidelity Title Inc Burlington WI 08/2015 08/2022
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-07-27
  • S66 Uniform Combined State Law Examination
    2024-07-27
Other Names
  • Stephanie Gardon

View on SEC IAPD

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