Best Investors Account Sign in
Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-05-08
TX RA APPROVED 2026-05-08
  • AZ RA
    APPROVED
    Since 2026-05-08
  • TX RA
    APPROVED
    Since 2026-05-08

Branch Locations

Chandler, AZ • United States

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merril Lynch Jacksonville FL 08/2022 03/2024
Coastal Current Electric Fernandina Beach FL 01/2021 07/2022
Townies Pizza Fernandina Beach FL 03/2020 01/2021
Fedex Jacksonville FL 11/2019 02/2020
Computer Movers Lawrenceville GA 06/2019 09/2019
Norfolk Southern Atlanta GA 09/2015 12/2019
J.P. Morgan Securities Llc Tempe AZ 04/2024 11/2024
Unemployed Fernaninda Beach FL 10/2019 10/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 12/2024 03/2026
Walgreens Stockbridge GA 06/2022 07/2022
Tulsa Welding Jacksonville FL 05/2020 12/2020
Lpl Financial Llc Tempe AZ 05/2026 Present
  • 08/2022 → 03/2024
    Merril Lynch
    Jacksonville, FL
  • 01/2021 → 07/2022
    Coastal Current Electric
    Fernandina Beach, FL
  • 03/2020 → 01/2021
    Townies Pizza
    Fernandina Beach, FL
  • 11/2019 → 02/2020
    Fedex
    Jacksonville, FL
  • 06/2019 → 09/2019
    Computer Movers
    Lawrenceville, GA
  • 09/2015 → 12/2019
    Norfolk Southern
    Atlanta, GA
  • 04/2024 → 11/2024
    J.P. Morgan Securities Llc
    Tempe, AZ
  • 10/2019 → 10/2019
    Unemployed
    Fernaninda Beach, FL
  • 12/2024 → 03/2026
    Chandler, AZ
  • 06/2022 → 07/2022
    Walgreens
    Stockbridge, GA
  • 05/2020 → 12/2020
    Tulsa Welding
    Jacksonville, FL
  • 05/2026 → Present
    Tempe, AZ
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-26
S63 Uniform Securities Agent State Law Examination 2023-02-15
  • S66 Uniform Combined State Law Examination
    2024-01-26
  • S63 Uniform Securities Agent State Law Examination
    2023-02-15
Other Names
  • Joshua D Paley
  • Joshua Daniel Paley
  • Josh Paley
  • Josh D Paley

View on SEC IAPD

More in Chandler, AZ

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor