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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
SC RA APPROVED 2023-08-10
TX RA APPROVED 2023-08-10
  • SC RA
    APPROVED
    Since 2023-08-10
  • TX RA
    APPROVED
    Since 2023-08-10

Branch Locations

225 Seven Farms Dr Ste 106, Daniel Island, SC 29492 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Securian Financial Services Inc St Paul MN 08/2022 08/2023
Minnesota Insurance Co St Paul MN 08/2022 08/2023
Commonwealth Financial Group Charleston SC 08/2022 Present
Sprockets Charleston SC 08/2020 07/2022
Ceterus Charleston SC 03/2020 07/2020
Wild Roots Candle Company Charleston SC 08/2019 12/2021
National Student Leadership Forum Washington D.C. XX 08/2018 07/2019
Clemson University Clemson SC 08/2014 05/2018
Forest Acres Dentistry Columbia SC 06/2017 08/2017
Cetera Wealth Services, Llc Daniel Island SC 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Commonwealth Financial Group Charleston SC 01/2026 Present
  • 08/2022 → 08/2023
    Securian Financial Services Inc
    St Paul, MN
  • 08/2022 → 08/2023
    Minnesota Insurance Co
    St Paul, MN
  • 08/2022 → Present
    Commonwealth Financial Group
    Charleston, SC
  • 08/2020 → 07/2022
    Sprockets
    Charleston, SC
  • 03/2020 → 07/2020
    Ceterus
    Charleston, SC
  • 08/2019 → 12/2021
    Wild Roots Candle Company
    Charleston, SC
  • 08/2018 → 07/2019
    National Student Leadership Forum
    Washington D.C., XX
  • 08/2014 → 05/2018
    Clemson University
    Clemson, SC
  • 06/2017 → 08/2017
    Forest Acres Dentistry
    Columbia, SC
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Daniel Island, SC
  • 08/2023 → Present
    Schaumburg, IL
  • 01/2026 → Present
    Commonwealth Financial Group
    Charleston, SC
Previous Registrations
  • 2022-10-05 → 2023-08-10
    Securian Financial Services, Inc.
    Daniel Island, SC
    St. Paul, MN
Other Businesses

1) COMMONWEALTH FIXED INSURANCE POSITION: Agent/Broker NATURE: Fixed Insurance Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2022 ADDRESS: 225 Seven Farms Drive, Suite 106, Daniel Island SC 29492, United States DESCRIPTION: Fixed insurance sales, as opportunities arise during the normal course of advisory business 2) NAME OF OTHER BUSINESS: JHW FINANCIAL SERVICES LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 12/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT; 3) NAME OF OTHER BUSINESS: COMMONWEALTH FINANCIAL GROUP; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 10/2022, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-09-23
  • S66 Uniform Combined State Law Examination
    2022-09-23

View on SEC IAPD

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