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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-03 |
Branch Locations
6778 Bernal Ave, Pleasanton, CA 94566 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Pleasanton | CA | 08/2022 | Present |
| Wells Fargo Bank, Na | Pleasanton | CA | 01/2019 | Present |
| Starbucks | Livermore | CA | 04/2014 | 12/2018 |
SUDS LABORATORY LLC; INV. RELATED; LIVERMORE, CA; 100% OWNERSHIP; START DATE 10/2022; 8 HRS PER MONTH; 0 HRS DURING TRADING; KEEP FILINGS WITH STATE UP TO DATE AND BIOTECH EXPERIMENTS ON THE WEEKENDS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2022-10-26 |
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