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Nicholas Steven Withington

Vestgen Advisors, LLC

Chicago, IL

Kirkwood, MO

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Current Employers
Vestgen Advisors, Llc

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-14
MO RA APPROVED 2025-12-18
  • TX RA
    APPROVED_RES
    Since 2026-01-14
  • MO RA
    APPROVED
    Since 2025-12-18

Branch Locations

1 North Franklin Suite 1850, Chicago, IL 60606 • United States

142 West Monroe Avenue, Kirkwood, MO 63122 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Edwardsville IL 06/2006 09/2018
Td Ameritrade, Inc. St. Louis MO 02/2018 12/2022
Td Ameritrade Investment Management, Llc Saint Louis MO 02/2018 12/2022
Charles Schwab & Co., Inc. Clayton MO 12/2022 12/2025
Charles Schwab Bank, Ssb Clayton MO 11/2023 12/2025
Vestgen Advisors, Llc Kirkwood MO 12/2025 Present
Private Client Services Kirkwood MO 12/2025 Present
  • 06/2006 → 09/2018
    Scottrade, Inc.
    Edwardsville, IL
  • 02/2018 → 12/2022
    Td Ameritrade, Inc.
    St. Louis, MO
  • 02/2018 → 12/2022
    Td Ameritrade Investment Management, Llc
    Saint Louis, MO
  • 12/2022 → 12/2025
    Charles Schwab & Co., Inc.
    Clayton, MO
  • 11/2023 → 12/2025
    Charles Schwab Bank, Ssb
    Clayton, MO
  • 12/2025 → Present
    Vestgen Advisors, Llc
    Kirkwood, MO
  • 12/2025 → Present
    Private Client Services
    Kirkwood, MO
Previous Registrations
  • 2022-01-25 → 2025-12-24
    Charles Schwab & Co., Inc.
    Westlake, TX
    St Louis, MO
    Clayton, MO
    Clayton, MO
  • 2018-02-26 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    St. Louis, MO
    St. Louis, MO
    Clayton, MO
  • 2018-02-27 → 2022-10-14
    Td Ameritrade, Inc.
    St. Louis, MO
    St Louis, MO
    Clayton, MO
    Omaha, NE
  • 2017-02-21 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-02-21
S63 Uniform Securities Agent State Law Examination 2007-12-18
  • S66 Uniform Combined State Law Examination
    2017-02-21
  • S63 Uniform Securities Agent State Law Examination
    2007-12-18
Other Names
  • Nick Steven Withington

View on SEC IAPD

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GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
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