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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2023-09-25
  • VA RA
    APPROVED
    Since 2023-09-25

Branch Locations

1361 Huguenot Rd, Midlothian, VA 23113 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc Mechanicsville VA 12/2013 07/2023
Wells Fargo Bank, N.A. Mechanicsville VA 12/2013 07/2023
Jpmorgan Chase Bank, N.A. Midlothian VA 08/2023 Present
J.P. Morgan Securities Llc Midlothian VA 08/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-28
  • S66 Uniform Combined State Law Examination
    2022-11-28
Other Names
  • Dallas James Wilson

View on SEC IAPD

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