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Yichen Hua

Ameriprise Financial Services, LLC

Mount Laurel, NJ

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-10-01
  • PA RA
    APPROVED
    Since 2024-10-01

Branch Locations

3000 Atrium Way Ste 510, Mount Laurel, NJ 08054-3914 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Llc Mount Laurel NJ 11/2023 Present
Hainan Overseas Chinese Middle School Haikou 09/2014 09/2017
Chongqing Technology And Business University Chongqing 09/2017 06/2021
China Securities International Haikou 07/2019 08/2019
Morgan Stanley Mount Laurel NJ 09/2022 11/2022
Kevin Hughes Cpa Bensalem PA 01/2023 11/2023
Temple University Philadelphia PA 07/2021 05/2023
  • 11/2023 → Present
    Ameriprise Financial Services, Llc
    Mount Laurel, NJ
  • 09/2014 → 09/2017
    Hainan Overseas Chinese Middle School
    Haikou
  • 09/2017 → 06/2021
    Chongqing Technology And Business University
    Chongqing
  • 07/2019 → 08/2019
    China Securities International
    Haikou
  • 09/2022 → 11/2022
    Morgan Stanley
    Mount Laurel, NJ
  • 01/2023 → 11/2023
    Kevin Hughes Cpa
    Bensalem, PA
  • 07/2021 → 05/2023
    Temple University
    Philadelphia, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-30
  • S66 Uniform Combined State Law Examination
    2024-09-30

View on SEC IAPD

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Other Offices

MORGAN STANLEY · Mount Laurel, NJ
GENRISE WEALTH ADVISORS LLC · MT. LAUREL, NJ
ENCOMPASS MORE ASSET MANAGEMENT LLC · Mount Laurel, NJ
LPL FINANCIAL LLC · MT LAUREL, NJ
CREATIVEONE WEALTH, LLC · Mt. Laurel, NJ
GSG ADVISORS LLC · MOUNT LAUREL, NJ
VALIC FINANCIAL ADVISORS, INC. · MOUNT LAUREL, NJ
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · MOUNT LAUREL, NJ

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