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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-02-06 |
Branch Locations
1 North Wacker Drive 32Nd & 33Rd, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Endurance Advisory Partners | Dallas (Remote) | TX | 05/2021 | 08/2021 |
| O'SUllivan's Public House | Forest Park | IL | 06/2020 | 08/2020 |
| The Habitat Company | Chicago | IL | 06/2020 | 08/2020 |
| Tulane University | New Orleans | LA | 01/2020 | 12/2021 |
| Forest Park Aquatic Center | Forest Park | IL | 05/2017 | 08/2019 |
| Ubs Financial Services | Chicago | IL | 08/2022 | Present |
| Oak Park And River Forest High School | Oak Park | IL | 08/2014 | 05/2018 |
| Tulane University | New Orleans | LA | 08/2018 | 06/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-02-01 |
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