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Adam D Finstein

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Davenport, IA

New York, NY

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
IA RA APPROVED 2023-08-30
TX RA APPROVED 2023-08-11
  • IA RA
    APPROVED
    Since 2023-08-30
  • TX RA
    APPROVED
    Since 2023-08-11

Branch Locations

4550 E 53Rd St, Davenport, IA 52807 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Davenport IA 07/2022 Present
Doordash Elgin IL 06/2020 07/2022
Lake Park High School Roselle IL 06/2020 08/2021
Lazermaxx Family Fun Center Elgin IL 07/2017 08/2019
Burlington Central High School Elgin IL 08/2015 05/2019
Concordia University Chicago River Forest IL 08/2019 05/2021
St. Ambrose University Davenport IA 08/2021 Present
  • 07/2022 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Davenport, IA
  • 06/2020 → 07/2022
    Doordash
    Elgin, IL
  • 06/2020 → 08/2021
    Lake Park High School
    Roselle, IL
  • 07/2017 → 08/2019
    Lazermaxx Family Fun Center
    Elgin, IL
  • 08/2015 → 05/2019
    Burlington Central High School
    Elgin, IL
  • 08/2019 → 05/2021
    Concordia University Chicago
    River Forest, IL
  • 08/2021 → Present
    St. Ambrose University
    Davenport, IA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-27
  • S66 Uniform Combined State Law Examination
    2023-07-27

View on SEC IAPD

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ELIZABETH JO BEHRENDS
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JAMES MICHAEL SHRADER
VICTORIA JEAN RAMIREZ

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Quad Cities, IA
EDWARD JONES · Davenport, IA
MATHESON & ROCK WEALTH MANAGEMENT, LLC · DAVENPORT, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · Davenport, IA
STATE FARM INVESTMENT MANAGEMENT CORP. · DAVENPORT, IA
EDWARD JONES · DAVENPORT, IA
REDHAWK WEALTH ADVISORS, INC. · DAVENPORT, IA
THRIVENT INVESTMENT MANAGEMENT INC. · DAVENPORT, IA

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