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Mariner Independent CRD 305418
$7.34B regulatory AUM 47 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Wealth Advisors | Oakbrook Terrace | IL | 08/2017 | 01/2020 |
| Mariner Wealth Advisors | Oakbrook Terrace | IL | 01/2020 | 07/2022 |
| Mariner Wealth Advisors | Oakbrook Terrace | IL | 07/2022 | 12/2023 |
| Student | La Grange | IL | 07/2012 | 05/2017 |
| Unemployed | La Grange | IL | 05/2017 | 08/2017 |
| Mariner Platform Solutions | Chicago | IL | 01/2024 | Present |
| Archiwealth | Chicago | IL | 01/2024 | Present |
Archiwealth; Chicago, IL; Wealth Advisor; offering investment advisory services through Mariner Platform Solutions; 160 hours/month during securities trading hours
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-10-21 |
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