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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-08-05 |
| MD | RA | APPROVED | 2026-08-04 |
| PA | RA | APPROVED | 2023-10-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sorenson Video Relay Service | Various | TX | 08/2008 | 08/2025 |
| Atrium Health | Concord | NC | 04/2019 | 12/2021 |
| Geisinger Health | Danville | PA | 06/2016 | 08/2018 |
| Osaic Wealth, Inc. | Lancaster | PA | 01/2023 | Present |
1. MOUNTAIN TOP WEALTH MANAGEMENT POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/18/2024 ADDRESS: 2938 Columbia Ave, Suite 102, Lancaster PA 17603, United States DESCRIPTION: Sales/marketing of securities and insurance products 2. MOUNTAIN TOP WEALTH MANAGEMENT-FIXED INSURANCE POSITION: Financial Advisor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/18/2024 ADDRESS: 2938 Columbia Ave, Suite 102, Lancaster PA 17603, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 3. ADMINISTRATIVE ASSISTANT TO DAVID SMITH POSITION: administrative assistant NATURE: sole proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 60 SECURITIES TRADING HOURS: 60 START DATE: 08/01/2022 ADDRESS: 2938 Columbia Ave, Suite 102, Lancaster, PA 17603, Lancaster, PA 17603, United States DESCRIPTION: Administrative assistant for a Financial Advisor in the office. 4. PITTMAN TAX CO LLC POSITION: Owner, tax preparer NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 5 START DATE: 12/15/2025 ADDRESS: 1269 N. Reading Rd, Stevens PA 17578, United States DESCRIPTION: Tax preparation and tax filing 5. POA-IMMEDIATE FAMILY POSITION: POA NATURE: POA INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/17/2025 ADDRESS: 14 Ream Rd, Stevens PA 17578, United States DESCRIPTION: POA of my biological mother's accounts. 6. ALICIA PITTMAN, INSURANCE AGENT POSITION: Insurance agent NATURE: Insurance Agent INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 03/18/2024 ADDRESS: 1269 N. Reading Rd, Stevens PA 17578, United States DESCRIPTION: Sales/marketing of fixed annuities and non-variable insurance 7. KRAMER FINANCIAL, LLC DBA KRAMER WEALTH MANAGERS POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/03/2026 ADDRESS: 1269 N. Reading Rd, Stevens PA 17578, United States DESCRIPTION: I am an employee of Kramer Wealth Managers, a DBA entity formed to market and administer securities business conducted through Osaic Wealth, Inc. My primary role is financial advisor.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-10-10 |
| S63 | Uniform Securities Agent State Law Examination | 2023-04-21 |
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