Dalton Earl Heffel

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2022 → Present
  Osaic Wealth, Inc.
  Livingston, NJ
• 01/2010 → 11/2022
  University Of Wisconsin Whitewater
  Whitewater, WI

Other Businesses

1. INSURANCE BROKERAGE POSITION: Agent/Insurance Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2023 ADDRESS: 290 W Mt Pleasant Ave, Livingston NJ 07039, United States DESCRIPTION: Sales and service of insurance products including LTC, Health, Disability, fixed insurance, fixed annuities, non-variable annuities. 2. GRANITE BRIDGE WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2024 ADDRESS: 728 South Shelmore Boulevard, #200, Mount Pleasant SC 29464, United States DESCRIPTION: Granite Bridge Wealth Management is my DBA name for my Investment Advisory and securities business.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-01-23
• S63 Uniform Securities Agent State Law Examination
  2022-12-12

Designations

• Certified Financial Planner