Dalton Earl Heffel

Current Employers

Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2023-12-06
SC	RA	APPROVED	2023-12-05

NJ RA
APPROVED

Since 2023-12-06
SC RA
APPROVED

Since 2023-12-05

Branch Locations

Mount Pleasant, SC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Osaic Wealth, Inc.	Livingston	NJ	11/2022	Present
University Of Wisconsin Whitewater	Whitewater	WI	01/2010	11/2022

11/2022 → Present

Osaic Wealth, Inc.

Livingston, NJ
01/2010 → 11/2022

University Of Wisconsin Whitewater

Whitewater, WI

Other Businesses

1. INSURANCE BROKERAGE POSITION: Agent/Insurance Broker NATURE: Insurance Brokerage INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 5 START DATE: 09/01/2023 ADDRESS: 290 W Mt Pleasant Ave, Livingston NJ 07039, United States DESCRIPTION: Sales and service of insurance products including LTC, Health, Disability, fixed insurance, fixed annuities, non-variable annuities. 2. GRANITE BRIDGE WEALTH MANAGEMENT POSITION: Investment Advisor Representative NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 06/01/2024 ADDRESS: 728 South Shelmore Boulevard, #200, Mount Pleasant SC 29464, United States DESCRIPTION: Granite Bridge Wealth Management is my DBA name for my Investment Advisory and securities business.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2023-01-23
S63	Uniform Securities Agent State Law Examination	2022-12-12

S65 Uniform Investment Adviser Law Examination

2023-01-23
S63 Uniform Securities Agent State Law Examination

2022-12-12

Designations

View on SEC IAPD