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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2025-02-27 |
Branch Locations
550 S. Wadsworth Blvd. Suite 100, Lakewood, CO 80226 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fidelity Investments | Greenwood Village | CO | 07/2022 | 02/2024 |
| Golden Grain Energy Llc | Mason City | IA | 01/2021 | 06/2022 |
| Wells Fargo | Mason City | IA | 05/2016 | 01/2021 |
| Door Dash | Sacramento | CA | 11/2020 | 07/2022 |
| Younkers | Mason City | IA | 10/2015 | 03/2018 |
| Lakeshore Entertainment Inc. | North Liberty | IA | 06/2015 | 06/2017 |
| North Iowa Area Community College | Mason City | IA | 01/2016 | 05/2018 |
| North Iowa Area Community College | Mason City | IA | 01/2021 | 05/2022 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2025 | Present |
| Cambridge Investment Research Advisor, Inc. | Fairfield | IA | 02/2025 | Present |
| Energy Fuels Resources | Lakewood | CO | 07/2024 | 12/2024 |
| Creative Financial Services | Lakewood | CO | 01/2024 | 07/2024 |
1. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF AN RIA, INV REL, 160 HR/MO, 120 HR/MO TRADING, 02/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-25 |
| S63 | Uniform Securities Agent State Law Examination | 2022-11-07 |
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