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880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-02-20 |
| CA | RA | APPROVED | 2012-01-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Raymond James Financial Services | Santa Rosa | CA | 01/2012 | Present |
| Raymond James Financial Services Advisors Inc. | Santa Rosa | CA | 01/2012 | Present |
| First Tech Fed. Credit Union | Roseville | CA | 05/2014 | Present |
| Addison Avenue Investment Services | Roseville | CA | 01/2012 | Present |
(1)Name of Business: Addison Avenue Investment Services Address: 1210 Roseville Parkway, Ste 130, Roseville, CA, 95678, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 01/21/2012 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-14 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-14 |
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