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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-07-14
  • TX RA
    APPROVED
    Since 2024-07-14

Branch Locations

2100 Ross Ave, Dallas, TX 75201 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Security National Mortage Dallas TX 08/2021 05/2022
Mr.COoper Coppell TX 08/2020 05/2021
Waffle House Desoto TX 11/2016 10/2019
Mac Haik Ford Desoto TX 05/2016 10/2016
Walmart Nacgodoches TX 09/2019 06/2020
Fidelity Investments Westlake TX 07/2022 05/2024
Merrill Lynch, Pierce, Fenner & Smith Incorporated Dallas TX 05/2024 Present
Fedex Wilmer Hutchins TX 11/2016 11/2016
Bank Of America, N.A. Dallas TX 08/2024 Present
  • 08/2021 → 05/2022
    Security National Mortage
    Dallas, TX
  • 08/2020 → 05/2021
    Mr.COoper
    Coppell, TX
  • 11/2016 → 10/2019
    Waffle House
    Desoto, TX
  • 05/2016 → 10/2016
    Mac Haik Ford
    Desoto, TX
  • 09/2019 → 06/2020
    Walmart
    Nacgodoches, TX
  • 07/2022 → 05/2024
    Fidelity Investments
    Westlake, TX
  • 05/2024 → Present
    Dallas, TX
  • 11/2016 → 11/2016
    Fedex
    Wilmer Hutchins, TX
  • 08/2024 → Present
    Bank Of America, N.A.
    Dallas, TX
Previous Registrations
  • 2023-06-26 → 2024-05-07
    Fidelity Personal And Workplace Advisors
    Westlake, TX
Other Businesses

OBA-90645|OrgNmn:southern automotives|Org Addr:dallas,Texas,US|OBA Nature:sells used cars|Invst Rel:N|Title:auto dealer|Duties:buy and sell cars|StrtDt:12-01-19|TotHrs/mon:10|TrdHrs/mon:0|OBA-90647|OrgNmn:security guard|Org Addr:lancaster,Texas,US|OBA Nature:armed security|Invst Rel:N|Title:guard|Duties:patrol assigments and protect things and report crimes|StrtDt:08-12-22|TotHrs/mon:32|TrdHrs/mon:0| I*1869270, Entity Type:Entity For Profit, Name of OBA: southern auto Address: Krugerville, TX 76227 Investment Related: No Position, Title, Association:Employee Employee Start Date: 12/14/2020 No Hours: 5 weekly No Hours during trading: Duties:buy and sell used cars

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-06-08
  • S66 Uniform Combined State Law Examination
    2023-06-08
Other Names
  • Lance Skyler

View on SEC IAPD

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