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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-07-14 |
Branch Locations
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Security National Mortage | Dallas | TX | 08/2021 | 05/2022 |
| Mr.COoper | Coppell | TX | 08/2020 | 05/2021 |
| Waffle House | Desoto | TX | 11/2016 | 10/2019 |
| Mac Haik Ford | Desoto | TX | 05/2016 | 10/2016 |
| Walmart | Nacgodoches | TX | 09/2019 | 06/2020 |
| Fidelity Investments | Westlake | TX | 07/2022 | 05/2024 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 05/2024 | Present |
| Fedex | Wilmer Hutchins | TX | 11/2016 | 11/2016 |
| Bank Of America, N.A. | Dallas | TX | 08/2024 | Present |
OBA-90645|OrgNmn:southern automotives|Org Addr:dallas,Texas,US|OBA Nature:sells used cars|Invst Rel:N|Title:auto dealer|Duties:buy and sell cars|StrtDt:12-01-19|TotHrs/mon:10|TrdHrs/mon:0|OBA-90647|OrgNmn:security guard|Org Addr:lancaster,Texas,US|OBA Nature:armed security|Invst Rel:N|Title:guard|Duties:patrol assigments and protect things and report crimes|StrtDt:08-12-22|TotHrs/mon:32|TrdHrs/mon:0| I*1869270, Entity Type:Entity For Profit, Name of OBA: southern auto Address: Krugerville, TX 76227 Investment Related: No Position, Title, Association:Employee Employee Start Date: 12/14/2020 No Hours: 5 weekly No Hours during trading: Duties:buy and sell used cars
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-06-08 |
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