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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2025-10-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Insperex Llc | Delray Beach | FL | 05/2024 | 08/2025 |
| Harding Academy Of Memphis | Memphis | TN | 01/2014 | 05/2019 |
| Lipscomb | Nashville | TN | 08/2019 | 05/2023 |
| Raymond James | Memphis | SD | 05/2022 | 08/2022 |
| Boyne Resort Big Sky | Big Sky | MT | 05/2021 | 08/2021 |
| Ridgeway Country Club | Collierville | TN | 05/2018 | 08/2019 |
| Gamble's Movers | Nashville | TN | 05/2023 | 04/2024 |
| First Horizon Bank | Fairhope | AL | 08/2025 | Present |
| Lpl Financial Llc | Fairhope | AL | 09/2025 | Present |
1. Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors - Investment Related - At Reported Business Location(s) - Start Date: 10/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-10-24 |
| S63 | Uniform Securities Agent State Law Examination | 2024-07-19 |
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