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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-03
WA RA APPROVED 2024-10-24
  • TX RA
    APPROVED
    Since 2025-11-03
  • WA RA
    APPROVED
    Since 2024-10-24

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Long Beach CA 08/2022 08/2024
Starbucks Los Angeles CA 03/2020 06/2020
Domino's San Diego CA 06/2019 08/2019
Loyola Marymount University Los Angeles CA 08/2017 12/2020
Loyola Marymount University Los Angeles CA 08/2017 06/2022
Unemployed San Diego CA 01/2021 08/2021
Cathedral Catholic High School San Diego CA 08/2013 05/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Bellevue WA 09/2024 Present
Unemployed Garden Grove CA 09/2024 09/2024
Spectra Hospita Lity Group Los Angeles CA 07/2022 08/2022
Bank Of America, N.A. Bellevue WA 12/2024 Present
  • 08/2022 → 08/2024
    Long Beach, CA
  • 03/2020 → 06/2020
    Starbucks
    Los Angeles, CA
  • 06/2019 → 08/2019
    Domino's
    San Diego, CA
  • 08/2017 → 12/2020
    Loyola Marymount University
    Los Angeles, CA
  • 08/2017 → 06/2022
    Loyola Marymount University
    Los Angeles, CA
  • 01/2021 → 08/2021
    Unemployed
    San Diego, CA
  • 08/2013 → 05/2017
    Cathedral Catholic High School
    San Diego, CA
  • 09/2024 → Present
    Bellevue, WA
  • 09/2024 → 09/2024
    Unemployed
    Garden Grove, CA
  • 07/2022 → 08/2022
    Spectra Hospita Lity Group
    Los Angeles, CA
  • 12/2024 → Present
    Bank Of America, N.A.
    Bellevue, WA
Previous Registrations
  • 2023-02-07 → 2024-08-22
    Long Beach, CA
    Rolling Hills Estates, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-07
  • S66 Uniform Combined State Law Examination
    2023-02-07

View on SEC IAPD

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