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Katherine Morgan Riley

O'SHaughnessy Asset Management, LLC

Stamford, CT

CRD 7606044

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Employer firm

O'sHaughnessy Asset Management, LLC CRD 144594

$19.8B regulatory AUM 1,369 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)

From the firm’s Form ADV. Read the guides:

Current Employers
O'SHaughnessy Asset Management, Llc

100 First Stamford Place, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-10-01
  • CT RA
    APPROVED
    Since 2025-10-01

Branch Locations

100 First Stamford Place, Stamford, CT 06902 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
O'SHaughnessy Asset Management, Llc Stamford CT 01/2025 Present
Ubs Financial Services New York NY 08/2022 12/2024
K2 Advisors Stamford CT 06/2021 08/2021
Bucknell University Lewisberg PA 08/2018 05/2022
King School Stamford CT 09/2014 06/2018
  • 01/2025 → Present
    O'SHaughnessy Asset Management, Llc
    Stamford, CT
  • 08/2022 → 12/2024
    Ubs Financial Services
    New York, NY
  • 06/2021 → 08/2021
    K2 Advisors
    Stamford, CT
  • 08/2018 → 05/2022
    Bucknell University
    Lewisberg, PA
  • 09/2014 → 06/2018
    King School
    Stamford, CT
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-10-01
  • S65 Uniform Investment Adviser Law Examination
    2025-10-01

View on SEC IAPD

Nearby Firms

COUNTERPOINTE INVESTMENT MANAGEMENT LLC
K2/D&S MANAGEMENT CO., L.L.C.
LONGRANGE CAPITAL, L.P.

Nearby Investors

CLAUDINE ANTOINETTE SPENCE
RONALD JOHN SCHULER
PAUL JON ACKERLEY

Nearby Offices

COUNTERPOINTE INVESTMENT MANAGEMENT LLC · STAMFORD, CT
K2/D&S MANAGEMENT CO., L.L.C. · STAMFORD, CT
LONGRANGE CAPITAL, L.P. · STAMFORD, CT

More in Stamford, CT

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