Donald Edward Hopp

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/1991 → Present
  Hopp Accounting & Tax
  Elgin, IL
• 01/1999 → Present
  Hopp Financial Consulting
  Elgin, IL
• 12/1999 → 10/2019
  1St Global Capital Corp
  Elgin, IL
• 02/2000 → 10/2019
  1St Global Advisors
  Elgin, IL
• 05/2003 → 02/2018
  Hopp Investment Advisors Inc Dba Hopp Wealth Management
  Elgin, IL
• 10/2003 → 09/2025
  Avantax Insurance Services, Inc
  Elgin, IL
• 10/2019 → 09/2025
  Avantax Advisory Services
  Elgin, IL
• 10/2019 → 09/2025
  Avantax Investment Services, Inc.
  Elgin, IL
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Elgin, IL
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2019-10-25 → 2025-09-05
  Avantax Advisory Services
  Irving, TX
  Naperville, IL
  Dallas, TX
• 2000-02-25 → 2019-10-25
  1St Global Advisors Inc
  Elgin, IL
• 2004-05-19 → 2017-12-31
  Hopp Wealth Management
  Elgin, IL

Other Businesses

1) FLORENCE B & CORNELIA A PALMER FOUNDATION POSITION: BOARD MEMBER AND CO-TRUSTEE NATURE: FOUNDATION INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2008 DESCRIPTION: PERFORM MANAGEMENT ROLES AND DECISION MAKING WITH TWO ADDT'L TRUSTEES 2) HOPP FINANCIAL CONSULTING POSITION: CONSULTING TRAINER NATURE: FINANCIAL SERVICES INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 01/01/1996 DESCRIPTION: Provide financial services to clients. 3) HOPP FAMILY LIMITED PARTNERSHIP POSITION: Member NATURE: commercial office building leased by Hopp Accounting & Tax Service INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 802 Walnut Avenue, Elgin IL 60123, United States DESCRIPTION: 49% owner, business administration and property manager

Exams

• S65 Uniform Investment Adviser Law Examination
  1999-07-26
• S63 Uniform Securities Agent State Law Examination
  1999-04-23

Other Names

• Don Hopp