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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-06-09 |
| TX | RA | APPROVED | 2026-05-28 |
Branch Locations
200 Ashford Ctr N Ste 400, Atlanta, GA 30338 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Atlanta | GA | 02/2026 | 04/2026 |
| Lpl Financial Llc | Atlanta | GA | 04/2026 | Present |
| Georgia State University | Atlanta | GA | 07/2016 | 07/2017 |
| Atlanta Falcons | Flowery Branch | GA | 07/2017 | 01/2018 |
| Signaturefd | Atlanta | GA | 02/2018 | 03/2022 |
| Bluepath Capital, Llc D/B/A Nicholas Wealth Management | Atlanta | GA | 04/2022 | 01/2026 |
1. 05/28/2026 - Gaynes Financial Services, Inc. - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – Start Date 05/04/2026 2. 05/28/2026 - Integrated Financial Group, Inc. - DBA for LPL Business (entity for LPL business) - Inv Related – 160 Hour(s)/Month – 160 Hour(s) During Trading – At Reported business location(s) – Start Date 05/04/2026 3. 05/28/2026 - Gaynes Financial Services, Inc. - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 05/04/2026 - 160 hours per month/ during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-07-18 |
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