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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2024-06-18 |
| AZ | RA | APPROVED | 2024-03-26 |
Branch Locations
11 Apex Drive, Suite 300A, Marlborough, MA 01752 • United States
Gilbert, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waymark Wealth Management | Marlborough | MA | 09/2022 | Present |
| Raytheon Technologies | Woburn | MA | 09/2021 | 06/2023 |
| Navitas Credit Corp. | Concord | MA | 01/2019 | 09/2021 |
| Washington Savings Bank | Dracut | MA | 09/2014 | 03/2020 |
| Priority Capital Partners, Inc. | Melrose | MA | 05/2018 | 01/2019 |
| Cox Capital Management | Andover | MA | 02/2018 | 05/2018 |
| Putnam Investments | Andover | MA | 05/2017 | 02/2018 |
| University Of Massachusetts Lowell | Lowell | MA | 03/2016 | 03/2017 |
| Lpl Financial Llc | Chandler | AZ | 07/2022 | Present |
1)09/27/2023 - Waymark Wealth Management, LLC - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) - Start: 11/2023 - 160 Hr/Mth
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-23 |
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