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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-01-23
FL RA APPROVED 2023-01-18
  • TX RA
    APPROVED
    Since 2023-01-23
  • FL RA
    APPROVED
    Since 2023-01-18

Branch Locations

10201 W Colonial Dr, Ocoee, FL 34761 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Winter Springs FL 11/2016 Present
Target Casselberry FL 02/2016 01/2017
Other Businesses

I*1238263 For profit or not for profit: Entity For ProfitName of outside business organization: Courtnay ThompsonInvestment related: NoAddress of business: Sanford, Florida, 32773Position, title, association: General Partner/Managing Member Start date of relationship: 4/4/2023Number of hours devoted: 10 hrs WeeklyNumber of hours devoted during trading hours: 0Duties: rental car business I*3789265 Entity Type: Entity For Profit Name of OBA: Court Check Address: sanford, Florida, 32773 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 02/20/2026 Number of Hours: 5, Weekly Number of Hours during trading: 0, Weekly Duties: An application used to check local basketball pick up games in your aera owner

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-11-29
  • S66 Uniform Combined State Law Examination
    2022-11-29

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