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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2007-10-11
  • ID RA
    APPROVED
    Since 2007-10-11

Branch Locations

195 River Vista Pl Ste 304, Twin Falls, ID 83301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2006 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 09/2009 Present
Northwestern Mutual Investment Services, Llc Twin Falls ID 07/2010 Present
  • 06/2006 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 09/2009 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 07/2010 → Present
    Twin Falls, ID
Other Businesses

1. MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS. NOT INVESTMENT-RELATED 2. BRIDGEVIEW ENTERPRISES, LLC, LEGAL ENTITY WMC COMPENSATION AND EA EMPLOYMENT, START DATE: 10/18/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3. 100% OWNER, TML HOLDINGS LLC, INVESTMENT PROPERTY, START DATE: 11/21/2018, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, THIS IS AN LLC THAT OWNS OR WILL OWN POTENTIAL PROPERTY THAT OFFICE SPACE WOULD GO IN 4. 100% OWNER, TMKTA INC, LEGAL ENTITY, START DATE: 10/18/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, LEGAL ENTITY ESTABLISHED FOR BUSINESS PURPOSES. 5. 100% OWNER, TML HABITATS LLC, 4095 QUAIL RIDGE DR, KIMBERLY, , IDAHO, 83341, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 06/03/2022, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, RENTAL OWNER 6. 50% OWNER, CANYON TOP HOLDINGS LLC, 195 RIVER VISTA PLACE; STE 306, TWIN FALLS, , IDAHO, 83301, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 2/9/2023, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, OWNER OF RENTAL PROPERTY; INVESTMENT-RELATED 7. TREASURER, FINANCE COMMITTEE, AGAPE DENTAL MISSIONS, 4095 QUAIL RIDGE DR, KIMBERLY, , IDAHO, 83341, UNITED STATES OF AMERICA, NON-PROFIT, START DATE: 4/1/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, TREASURER - UPKEEP OF QUICKBOOKS FILE AND REPORTING OF FINANCIAL ACTIVITY TO BOARD; NON INVESTMENT-RELATED

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-08-20
S63 Uniform Securities Agent State Law Examination 2006-08-23
  • S65 Uniform Investment Adviser Law Examination
    2007-08-20
  • S63 Uniform Securities Agent State Law Examination
    2006-08-23

View on SEC IAPD

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