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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
ID RA APPROVED 2021-07-21
TX RA APPROVED_RES 2021-07-21
  • ID RA
    APPROVED
    Since 2021-07-21
  • TX RA
    APPROVED_RES
    Since 2021-07-21

Branch Locations

Hansen, ID • United States

1146 Eastland Dr N, Twin Falls, ID 83301-8941 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc. Twin Falls ID 05/2003 07/2021
Various Insurance Carriers For W & R Insurance Agencies Hansen ID 08/2003 07/2021
Lpl Financial Llc Twin Falls ID 07/2021 Present
  • 05/2003 → 07/2021
    Waddell & Reed, Inc.
    Twin Falls, ID
  • 08/2003 → 07/2021
    Various Insurance Carriers For W & R Insurance Agencies
    Hansen, ID
  • 07/2021 → Present
    Twin Falls, ID
Previous Registrations
  • 2003-07-07 → 2021-07-21
    Waddell & Reed
    Twin Falls, ID
    Idaho Falls, ID
    Twin Falls, ID
    Seattle, WA
    Twin Falls, ID
Other Businesses

1) 08/07/2003 - CRUMP / Non-Variable Insurance / Investment Related / 4 HR / MO / 4135 North Front St, Harrisburg, PA 17110

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2003-07-28
S65 Uniform Investment Adviser Law Examination 2003-07-05
  • S63 Uniform Securities Agent State Law Examination
    2003-07-28
  • S65 Uniform Investment Adviser Law Examination
    2003-07-05
Other Names
  • Laura Jean Swinney
  • Laura Jean Holcomb
  • Laura Nelson

View on SEC IAPD

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