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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-04-07 |
| TX | RA | APPROVED_RES | 2026-04-07 |
| KY | RA | APPROVED | 2023-01-22 |
Branch Locations
4803 Olympia Park Plaza 4Th Floor Suite 4000, Louisville, KY 40241 • United States
Louisville, KY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Baird | Louisville | KY | 07/2022 | Present |
| United States Air Force | Langley Afb | VA | 12/2017 | 07/2020 |
| United States Air Force | Louisville | KY | 07/2020 | Present |
| United States Air Force | Eglin Afb | FL | 12/2014 | 12/2017 |
1) College Football Official on the Replay Staff for the Southeastern Conference Start date 9/2026. 2201 Richard Arrington Jr. Blvd Birmingham AL 35203. Non Investment related. 2) Will be working as a traditional guardsman for the Tennessee Air National Guard, out of Nashville, starting 09/02/22. I will be in the training office for the intelligence squadron. 240 Knapp Blvd Nashville TN 37217. Non Investment related
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2022-12-30 |
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