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Peter Thomas Mudd

Ubs Financial Services Inc.

Charlotte, NC

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-09-10
  • NC RA
    APPROVED
    Since 2025-09-10

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Charlotte NC 08/2022 07/2025
Ashton Swim Club Ashton MD 06/2015 06/2018
Cattail Creek Country Club Glenwood MD 05/2019 08/2022
Cheaspeake Financial Advisors Towson MD 12/2020 08/2021
Ashton Swim Club Ashton MD 06/2018 06/2018
Ashton Swim Club Ashton MD 06/2019 08/2019
Harden Sports Club Elon NC 09/2021 05/2022
St. Paul'S School Brooklandville MD 08/2014 06/2018
Elon University Elon NC 08/2018 05/2022
Ubs Financial Services, Inc Charlotte NC 07/2025 Present
  • 08/2022 → 07/2025
    The Vanguard Group, Inc.
    Charlotte, NC
  • 06/2015 → 06/2018
    Ashton Swim Club
    Ashton, MD
  • 05/2019 → 08/2022
    Cattail Creek Country Club
    Glenwood, MD
  • 12/2020 → 08/2021
    Cheaspeake Financial Advisors
    Towson, MD
  • 06/2018 → 06/2018
    Ashton Swim Club
    Ashton, MD
  • 06/2019 → 08/2019
    Ashton Swim Club
    Ashton, MD
  • 09/2021 → 05/2022
    Harden Sports Club
    Elon, NC
  • 08/2014 → 06/2018
    St. Paul'S School
    Brooklandville, MD
  • 08/2018 → 05/2022
    Elon University
    Elon, NC
  • 07/2025 → Present
    Ubs Financial Services, Inc
    Charlotte, NC
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-09-10
S63 Uniform Securities Agent State Law Examination 2022-11-18
  • S65 Uniform Investment Adviser Law Examination
    2025-09-10
  • S63 Uniform Securities Agent State Law Examination
    2022-11-18
Other Names
  • Peter Mudd

View on SEC IAPD

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ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
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