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Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691
$1.78T regulatory AUM 16,844 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-09-03 |
| NY | RA | APPROVED | 2024-08-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Woodbury | NY | 04/2024 | Present |
| Nys Pool Management Company Of Li Inc. | White Plains | NY | 05/2019 | 08/2019 |
| The Mansion On Broadway | White Plains | NY | 01/2020 | 03/2020 |
| Sol Bol | Mamaroneck | NY | 06/2020 | 01/2021 |
| Life Time | Harrison | NY | 04/2021 | 10/2021 |
| Ai Capital | Queens | NY | 02/2021 | 09/2022 |
| New York Life | Melville | NY | 08/2022 | 12/2022 |
| Ubs | Melville | NY | 03/2023 | 06/2023 |
| White Plains High School | White Plains | NY | 09/2016 | 06/2020 |
| Hofstra University | Hempstead | NY | 08/2020 | 12/2023 |
| Unemployed | White Plains | NY | 12/2023 | 03/2024 |
| Bank Of America, N.A. | Woodbury | NY | 06/2024 | Present |
I*2930338, Entity Type: Entity For Profit, Name of OBA: Respect The Game, Address: Melville, New York, 11747, Investment Related: N, Position, Title, Association: Employee, Employee State Date: 09/30/2025, No Hours: 5 Weekly, No Hours during Trading: 0 Weekly, Duties: Coaching and training kids.It's a AAU Basketball Team. The purpose is to train kids how to play basketball. ages from Pre-k up to high school.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-02 |
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