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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2009-11-02
NV RA APPROVED 2009-10-15
  • TX RA
    APPROVED_RES
    Since 2009-11-02
  • NV RA
    APPROVED
    Since 2009-10-15

Branch Locations

2495 Village View Dr Ste 200, Henderson, NV 89074 • United States

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Las Vegas NV 03/2012 03/2020
Ameriprise Financial Services, Llc Henderson NV 03/2020 Present
Previous Registrations
  • 2008-03-10 → 2009-09-11
    Td Ameritrade, Inc.
    Las Vegas, NV
  • 2008-03-10 → 2009-09-11
    Td Ameritrade Investment Management, Llc
    Las Vegas, NV
  • 2006-09-20 → 2008-03-10
    Henderson, NV
Other Businesses

Other Business Activities; MAP; It is an academic organization for professors and graduate Liberal Arts students. Completely unpaid, but I will be helping give out scholarship monies and grant awards etc? It is a 5013c and bank accounts are in the organization's name.; 1664 N Virgina St, , Reno, NV, 89557; Not Investment-Related; 10/09/2023; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-08-28
  • S66 Uniform Combined State Law Examination
    2006-08-28

View on SEC IAPD

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