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Adam J Upleger

LPl Financial LLC

Highland, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-02-10
  • MI RA
    APPROVED
    Since 2023-02-10

Branch Locations

210 W Highland Rd Ste 104, Highland, MI 48357 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Highland MI 07/2022 Present
Advantage Tax And Financial Highland MI 10/2021 Present
St. Joseph Mercy Oakland Pontiac MI 03/2020 01/2022
Topgolf Auburn Hills MI 01/2019 08/2020
Jagged Fork Rochester Hills MI 01/2018 01/2019
On The Border Auburn Hills MI 10/2014 12/2017
  • 07/2022 → Present
    Lpl Financial Llc
    Highland, MI
  • 10/2021 → Present
    Advantage Tax And Financial
    Highland, MI
  • 03/2020 → 01/2022
    St. Joseph Mercy Oakland
    Pontiac, MI
  • 01/2019 → 08/2020
    Topgolf
    Auburn Hills, MI
  • 01/2018 → 01/2019
    Jagged Fork
    Rochester Hills, MI
  • 10/2014 → 12/2017
    On The Border
    Auburn Hills, MI
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-07
  • S66 Uniform Combined State Law Examination
    2023-02-07
Other Names
  • Adam Upleger

View on SEC IAPD

Other Firms

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
PFS INVESTMENTS INC.
SPC
STRATUS ADVISORY GROUP, INC.
IAMS WEALTH MANAGEMENT, LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC

Other Investors

Ethan Joseph Mulder
JOSHUA KIRK MULDER
JOHN DAVID WAGNER
Amanda Nicole Teremi
KENT DONALD BALLARD
NORA JEAN ERICKSON
JOSEPH CHARLES JANCA
SUSAN WELLMAN

Other Offices

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Highland, MI
PFS INVESTMENTS INC. · HIGHLAND, MI
SPC · HIGHLAND, MI
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · HIGHLAND, MI
STRATUS ADVISORY GROUP, INC. · HIGHLAND, MI
IAMS WEALTH MANAGEMENT, LLC · Highland, MI
EDWARD JONES · MILFORD, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Milford, MI

More in Highland, MI

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