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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-01-06
  • TX RA
    APPROVED
    Since 2024-01-06

Branch Locations

1803 Broadway St, San Antonio, TX 78215 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Antonio TX 07/2022 Present
Mufc Union Bank (Now Is Us Bank) Newport Beach CA 12/2021 07/2022
Bank Of America Fountain Valley CA 06/2018 12/2021
Edwards Lifescience Irvine CA 04/2017 06/2018
T-Mobile Retail Store Westminster CA 06/2013 04/2017
  • 07/2022 → Present
    San Antonio, TX
  • 12/2021 → 07/2022
    Mufc Union Bank (Now Is Us Bank)
    Newport Beach, CA
  • 06/2018 → 12/2021
    Bank Of America
    Fountain Valley, CA
  • 04/2017 → 06/2018
    Edwards Lifescience
    Irvine, CA
  • 06/2013 → 04/2017
    T-Mobile Retail Store
    Westminster, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-01-05
  • S66 Uniform Combined State Law Examination
    2024-01-05
Other Names
  • Tram Dac Quynh Nguyen
  • Jamie Nguyen

View on SEC IAPD

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