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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-11
NC RA APPROVED 2023-04-08
  • TX RA
    APPROVED
    Since 2023-04-11
  • NC RA
    APPROVED
    Since 2023-04-08

Branch Locations

13510 Ballantyne Corporate Pl, Charlotte, NC 28277 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Charlotte NC 07/2022 Present
Seaboard Ace Hardware Raleigh NC 01/2022 04/2022
Equitable Charlotte NC 06/2021 08/2021
Unemployed Charlotte NC 05/2022 07/2022
Natixis Charlotte NC 06/2020 08/2020
North Carolina State University Raleigh NC 08/2018 12/2021
Verdict Ridge Golf Course And Country Club Denver NC 06/2016 08/2018
North Lincoln High School Lincolnton NC 08/2014 08/2018
  • 07/2022 → Present
    Charlotte, NC
  • 01/2022 → 04/2022
    Seaboard Ace Hardware
    Raleigh, NC
  • 06/2021 → 08/2021
    Equitable
    Charlotte, NC
  • 05/2022 → 07/2022
    Unemployed
    Charlotte, NC
  • 06/2020 → 08/2020
    Natixis
    Charlotte, NC
  • 08/2018 → 12/2021
    North Carolina State University
    Raleigh, NC
  • 06/2016 → 08/2018
    Verdict Ridge Golf Course And Country Club
    Denver, NC
  • 08/2014 → 08/2018
    North Lincoln High School
    Lincolnton, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-04-06
  • S66 Uniform Combined State Law Examination
    2023-04-06

View on SEC IAPD

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