Alexander Thomas Carter

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  New York, NY
• 01/2019 → 07/2022
  Weichert, Realtors
  Short Hills, NJ
• 05/2017 → 12/2018
  D.C. United
  Washington, DC
• 08/2020 → 05/2022
  Fordham University: Gabelli School Of Business
  New York, NY
• 08/2013 → 05/2017
  Syracuse University
  Syracuse, NY
• 11/2022 → Present
  Bank Of America N.A.
  New York, NY

Exams

• S66 Uniform Combined State Law Examination
  2022-12-21

Other Names

• Alexander T Carter