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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-01-21
  • TX RA
    APPROVED
    Since 2026-01-21

Branch Locations

12714 Tomball Hwy, Houston, TX 77086 • United States

15380 N. Eldridge Parkway, Cypress, TX 77429 • United States

12103 Veterans Memorial Dr, Houston, TX 77067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cypress TX 01/2026 Present
Jpmorgan Chase Bank, N.A. Cypress TX 01/2026 Present
Bank Of America Houston TX 09/2008 01/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Katy TX 09/2008 01/2026
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-02-14
  • S66 Uniform Combined State Law Examination
    2023-02-14
Other Names
  • Emilio Pineda
  • Emilio Pineda
  • Emilio Pineda

View on SEC IAPD

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