Marc J Hebert

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2023-02-14
NC	RA	APPROVED	2023-01-18

TX RA
APPROVED

Since 2023-02-14
NC RA
APPROVED

Since 2023-01-18

Branch Locations

6310 N Eldridge Pkwy, Houston, TX 77041 • United States

11025 Fm 1960 Rd W, Houston, TX 77065 • United States

17930 Spring Cypress Rd, Cypress, TX 77429 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Bank Of America	Groton	CT	02/2015	07/2022
Merrill Lynch	Huntersville	NC	07/2022	Present
Bank Of America N.A.	Charlotte	NC	10/2022	Present

02/2015 → 07/2022

Bank Of America

Groton, CT
07/2022 → Present

Merrill Lynch

Huntersville, NC
10/2022 → Present

Bank Of America N.A.

Charlotte, NC

Other Businesses

.I*1185254For profit or not for profit: Name of outside business organization: Rental Property 7Investment related: NAddress of business: East Hampton, Connecticut, 06424Nature of business: Position, title, association: Co-owner with other family members, Start date of relationship: 2/15/2023Number of hours devoted: 1 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I*1709295, Entity Type, Name of OBA: Rental Property 8 Address: East Hampton, CT 06424 Investment Related: N Position, Title, Association: Co-owner with other family members Employee Start Date: 02/13/2024 No Hours: 1 No Hours during trading: 0 Duties:

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-19

S66 Uniform Combined State Law Examination

2022-12-19

View on SEC IAPD