Virginia Rockey

$1.96T regulatory AUM 416,984 advisory clients

Reported services (Item 5G)

From the firm’s Form ADV. Read the guides:

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

Authority	Category	Status	Date
NJ	RA	APPROVED	2024-04-11
PA	RA	APPROVED	2024-04-11
TX	RA	APPROVED	2024-04-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Pennington	NJ	07/2022	03/2024
Mercer County Community College	West Windsor	NJ	09/2016	06/2017
Rambling Pines Day Camp	Hopewell	NJ	06/2017	08/2017
Mercer County Community College	West Windsor	NJ	09/2017	06/2018
Thana Thai Cuisine	Hopewell	NJ	03/2018	01/2020
Rutgers University	New Brunswick	NJ	09/2018	05/2021
Rambling Pines Day Camp	Hopewell	NJ	05/2021	08/2021
Amazon	Somerset	NJ	01/2021	03/2021
Americorps Nj Dep Watershed Ambassador Program	Clinton	NJ	09/2021	07/2022
Morgan Stanley	West Conshohocken	PA	04/2024	Present

07/2022 → 03/2024

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ
09/2016 → 06/2017

Mercer County Community College

West Windsor, NJ
06/2017 → 08/2017

Rambling Pines Day Camp

Hopewell, NJ
09/2017 → 06/2018

Mercer County Community College

West Windsor, NJ
03/2018 → 01/2020

Thana Thai Cuisine

Hopewell, NJ
09/2018 → 05/2021

Rutgers University

New Brunswick, NJ
05/2021 → 08/2021

Rambling Pines Day Camp

Hopewell, NJ
01/2021 → 03/2021

Amazon

Somerset, NJ
09/2021 → 07/2022

Americorps Nj Dep Watershed Ambassador Program

Clinton, NJ
04/2024 → Present

Morgan Stanley

West Conshohocken, PA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-12-16

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