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Chun Mo Ng

Citigroup Global Markets Inc.

La Puente, CA

La Puente, CA

Pasadena, CA

Monrovia, CA

Arcadia, CA

CRD 7604209

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Employer firm

Citigroup Global Markets Inc. CRD 7059

$56.0B regulatory AUM 2,481 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Citigroup Global Markets Inc.

388 Greenwich Street, New York, NY 10013 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-01-24
  • CA RA
    APPROVED
    Since 2023-01-24

Branch Locations

La Puente, CA • United States

La Puente, CA • United States

Citi Wealth Management, Sales 285 South Lake Avenue, Pasadena, CA 91101 • United States

Citi Retail Banking 237 S. Myrtle Ave, Monrovia, CA 91016 • United States

Cwm Retail, Sales 660 West Duarte Road, Arcadia, CA 91007 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citibank Arcadia CA 11/2015 Present
  • 11/2015 → Present
    Citibank
    Arcadia, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-01-24
  • S66 Uniform Combined State Law Examination
    2023-01-24
Other Names
  • Chun Mo Ng
  • Chunmo Ng
  • Jerry Ng

View on SEC IAPD

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