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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-07-19 |
| TX | RA | APPROVED | 2023-07-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thrivent Investment Management Inc | Pleasanton | CA | 09/2022 | 06/2023 |
| Vtb Capital | Almaty | 12/2016 | 05/2018 | |
| Kimep University | Almaty | 08/2016 | 12/2016 | |
| Thrivent Financial | Appleton | WI | 03/2023 | 06/2023 |
| Bread For Joy Llp | San Ramon | CA | 06/2022 | Present |
| Hopskipdrive | Los Angeles | CA | 11/2021 | 06/2022 |
| Jpmorgan Chase Bank, N.A. | Richmond | CA | 06/2023 | Present |
| J.P. Morgan Securities Llc | Richmond | CA | 06/2023 | Present |
| Unemployed | Almaty | 05/2016 | 07/2016 | |
| Unemployed | San Ramon | CA | 06/2018 | 10/2021 |
Entity Name: Bread For Joy LLP Investment related: No Address: 3044 Sonsilla Ln, San Ramon, CA 94582. Nature of the other business: Bakery Position/Title/Relationship: Owner/Partner Start Date: 06/24/2022 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: This is a home kitchen bakery. Food Cottage Operations (Permit B #0075019) in Contra Costa County.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-03-27 |
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